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The blinding status and characteristics in acupuncture clinical trials: a systematic reviews and meta-analysis
Systematic Reviews volume 13, Article number: 302 (2024)
Abstract
Background
Sham acupuncture is a widely accepted control in acupuncture clinical trials. Given the nature of acupuncture, it is warranted to assess the blinding of sham-controlled trials. Despite the sham acupuncture design having been widely used, the overall blinding of sham acupuncture and the characteristics of blinding assessment in acupuncture trials are unclear. This research aims to assess the blinding status of acupuncture clinical trials and explore the blinding assessment characteristics in acupuncture trials.
Methods
This meta-analysis included all the acupuncture clinical trials published in English that performed blinding assessments and reported the results. We searched PubMed, Embase, and Web of Science for randomized controlled trials (RCTs) from inception to April 2024. The primary outcome is Bang’s Blinding Index (Bang’s BI) and 95% credibility interval (CrI) was pooled using a Bayesian hierarchical model. The study adheres to the PRISMA guidelines.
Results
Sixty-four eligible studies published from 1999 to 2024 were included. The mean of Bang’s BI was − 0.24 (95% CrI − 0.34 to − 0.14, tau2 = 0.13) for the sham acupuncture group and 0.41 (95% CrI 0.32 to 0.49, tau2 = 0.10) for the verum acupuncture group. The characteristics of blinding showed that 62.50% of the trials had a Bang’s BI greater than 0 in the verum group and less than 0 in the sham group; in 28.15% of the trials, the Bang’s BI was greater than 0 in the verum group and greater than 0 in the sham group. Subgroup analysis revealed that area, number of research centers, treatment sessions, acupoints number, and evaluation timepoint can influence blinding results.
Conclusion
Overall blinding status in current acupuncture clinical trials shows a majority correctly guessing for the verum group and opposite guessing for the sham group. However, in some acupuncture trials, the blinding of sham acupuncture might be compromised. Factors such as the Asian population, penetrating sham needling, and querying participants about their group assignment during the study increase the risk of unblinding and warrant careful consideration in sham acupuncture control design. Furthermore, researchers should closely monitor the blinding status of sham acupuncture and transparently report details of blinding assessments.
Systematic review registration
PROSPERO CRD42023403595.
Background
Blinding is commonly employed to control measurement bias in clinical trials and enhances the validity and credibility of study findings [1]. Successful blinding can promote participant compliance and reduce the study dropout rate [2]. Unsuccessful blinding will increase the use of co-interventions and impact the study results [3]. Meanwhile, unsuccessful blinding may overestimate treatment effects and cause assessment bias, particularly for patient-reported outcomes such as pain or insomnia [3,4,5]. Acupuncture is a complex intervention that includes multiple procedures. Developing a sham acupuncture control that is indistinguishable from verum acupuncture is difficult. Sham acupuncture may not completely and effectively simulate the needling sensations required for participant blinding, especially for individuals with prior experience or knowledge of acupuncture [6]. Therefore, blinding assessments are essential for acupuncture clinical trials [7, 8]. The sham acupuncture reporting guidelines and checklist (The SHARE) [8] and the TIDieR-Placebo [9] require the assessment and detailed reporting of blinding in acupuncture clinical trials. Presently, fewer acupuncture clinical studies published in international journals conduct blinding assessments and report the results. However, most of those acupuncture clinical studies conducting the blinding assessment focus on specific diseases and cannot provide generalized and robust evidences for the quality and effectiveness of sham acupuncture control. Hence, it is necessary to assess the overall blinding effectiveness of sham acupuncture in acupuncture clinical trials [10].
At present, the methods of blinding assessment in acupuncture clinical trials are adapted from those used in pharmaceutical interventions. However, acupuncture’s unique sensory experience distinguishes it from pharmaceutical interventions. Sham acupuncture designs aim to convince participants they are receiving real acupuncture, often by simulating the sensation of needle penetration. This simulated sensation can lead participants to guess their group assignment, making random guesses unlikely and potentially biasing the balance between groups. Therefore, the blinding effectiveness between verum acupuncture and sham acupuncture groups in acupuncture trials may differ from that in pharmaceutical trials. However, there is no related study about the blinding status of acupuncture trials by now. Our study comprehensively included all sham acupuncture control studies to assess the blinding status and the characteristics of blinding in acupuncture clinical trials.
Methods
This meta-analysis was reported in accordance with the updated Preferred Reporting Items for Systematic Reviews and Meta-analyses (PRISMA 2020, 27-item checklist) guidelines (Supplementary eTable 1). The protocol was prospectively registered with the International Prospective Register of Systematic Reviews (PROSPERO: CRD42023403595).
Literature search
Three English databases, PubMed, Embase, and Web of Science, were searched from inception to April 2024 for potentially relevant studies. The following search strategy for PubMed was used: ("acupuncture"[Mesh] OR "acupuncture therapy"[Mesh] OR "electroacupuncture"[Mesh] OR "meridians" [Mesh] OR "acupuncture points"[Mesh]) OR ("acupuncture"[Title/Abstract] OR "acupoint"[Title/Abstract] OR "acupuncture point"[Title/Abstract] OR "electroacupuncture"[Title/Abstract] OR "electro-acupuncture"[Title/Abstract] OR "needling"[Title/Abstract] OR "dry-needling"[Title/Abstract]). In addition, reference lists of included articles were manually searched.
Eligibility criteria and data collection
Included articles adhered to the following criteria: (1) single-blind or double-blind, randomized controlled trials of acupuncture in which participants were blinded, (2) reporting the Bang’s BI or the guessed proportion or number of participants within each group, which can be used to calculate the Bang’s BI. We excluded those articles with healthy participants. In addition, animal experiments, case series, cohort studies, and articles published as abstracts only, editorials, reviews, duplicate publications, or correspondence letters were excluded.
Two independent investigators (TL L and SJ L) conducted an initial screening based on the titles and abstracts. The final included literature was then determined by reading the full text. Information was collected from all studies by two independent investigators (TL L and ZY X); if there was a disagreement between two investigators, a third investigator (SY Y) was consulted to make the final decision. Information related to the sham acupuncture design of each study included sample size (< 100, ≥ 100), study region (Asia, non-Asia), study site (singer center, multicenter), the group name that referred to sham acupuncture during informed consent (sham treatment, placebo treatment, treatment), treatment sessions (≤ 10, 10–20, > 20), treatment period and frequency, acupuncture experiences, age, gender, the number of dropouts, and acupuncturists qualifications. Sham acupuncture characteristics included four aspects: penetration depth (no puncture, shallow), acupoint numbers, types of control needle (regular acupuncture needle, blunt needle), and location (acupoints or non-acupoints). The implementation process of sham acupuncture included manipulation or not, limitation of doctor-patient communication, the same acupuncturists in verum and sham groups, and acupuncturists’ working years. For blinding assessments, the Bang’s BI or the actual number of guessing group assignments in each group, blinding optimization measures, number of evaluations, and assessment time points were recorded. The efficacy of primary outcomes was also collected.
Risk of bias assessment
The risk of bias was assessed using the revised Cochrane risk-of-bias tool for randomized trials (ROB2). This tool evaluates five domains: randomization process, deviations from intended interventions, missing outcome data, measurement of the outcome, and selection of the reported result. Each domain is judged as having a low, some concerns, or high risk of bias. The evaluation criteria are as follows: if all domains are assessed as low risk, then the overall risk is considered low risk. If there are some concerns in at least one domain but not high risk that would classify it as some concerns. If there are high risks in one or more domains, then the overall risk is considered high risk. Two investigators (TL L and LJ J) independently assessed the domains after identifying the included literature. A third investigator (SY Y) was consulted for a final decision if there was a disagreement.
Statistical analysis
Bang’s BI was employed to evaluate the status of blinding. In instances where the Bang’s BI was explicitly reported, this information was extracted directly. Alternatively, if the Bang’s BI was not reported, it was calculated based on the number of participants’ guesses as to which treatment they received in each treatment [11, 12]. We used a Bayesian hierarchical model to calculate the posterior index of Bang’s BI. For level one, the Bang’s BI was assumed to be normal distribution N (\(\theta\), \(\sigma^{2}\)), \(\sigma^{2}\) indicated as error in-study. For level two, the \(\theta\) was modeled using a normal distribution N (\(\mu\),\(\tau^{2}\)). A non-informative priors N (0.0,1.03), a normal distribution with a mean of 0 and a large variance, was chosen for hyper-parameter \(\mu\) and a non-informative priors Unif (0,1000) for \(\tau\)(the variation between studies). Subsequently, we entered this model and ran 10,000 Markov Chain Monte Carlo iterations to estimate the Bang’s BI and their corresponding 95% probability intervals (CrI). Whether the chain of values had converge to a stable posterior distribution was assessed by shrink factor (Rhat < 1.1) [13]. A sensitivity analysis was conducted for the pooled Bang’s BI based on the actual BI index reported in both groups. We used a random effects model (I–V heterogeneity) to pool the actual Bang’s BI. Cochran’s Q test and the I 2 statistic were used to assess heterogeneity among the studies included in our meta-analysis. If the heterogeneity was greater than 50%, the source of heterogeneity was explored by subgroup analysis.
To ascertain the potential correlation between the success of blinding and the magnitude of the study's effect, treatment outcomes were normalized using Cohen's d values for correlation analysis. Spearman correlation coefficient was employed to examine the association between BI and treatment effect. To assess publication bias, a nonparametric trim-and-fill analysis was conducted of the funnel plot, run estimator, and imputing on the right. The Egger test was also calculated. All data analyses were performed using Stata 17(The Analysis Factor LLC, Ithaca, Athens) and R 4.3.1(The R Foundation for Statistical Computing, Vienna, Austria) software. All results with a two-sided p < 0.05 are considered statistically significant.
Results
A total of 11,519 studies were initially identified, of which 5799 duplicated pieces of literature were excluded. The remaining 5720 studies underwent screening based on titles and abstracts, excluding 4277 studies. Additionally, 1443 were left for full-text screening. After reading the full text, 827 studies were removed, leaving 616 potentially eligible articles. Further, 557 studies were excluded that lacked blinding assessments or data, and five further studies were included by updating the search before writing the manuscript. Finally, 64 studies were included. Figure 1 shows the flow chart of the literature screening procedure. All the included studies and the Bang’s BI, sham modality, and primary outcomes are listed in Table 1.
The summarized blinding index for both group
The summarized posterior Bang’s BI of the verum acupuncture group and sham acupuncture analyzed by Bayesian hierarchical models were 0.41 (95% CrI: 0.32 to 0.49, tau2 = 0.10) and − 0.24 (95% CrI: − 0.34 to − 0.14, tau2 = 0.13), respectively. The forest plots of the Bang’s BI were presented in Figs. 2 and 3. The sensitivity analyses with pooled actual Bang’s BI in both groups were 0.42 (95%CI: 0.34 to 0.50, I 2 = 96.4%) and − 0.23 (95%CI: − 0.34 to − 0.13, I 2 = 97.8%) for the verum group and the sham group, respectively. Forest plots of sensitivity analysis are shown in eFig. 1 and eFig. 2.
The characteristics of blinding in acupuncture trials
For the verum acupuncture group, 90.60% of trials had a Bang’s BI greater than 0, and only 6 trials exhibited a Bang’s BI smaller than 0. In contrast, for the sham acupuncture group, 65.60% of trials had a Bang’s BI smaller than 0, while 34.40% of trials had a Bang’s BI greater than 0. There were four scenarios based on the combination of Bang’s BI values between the verum and sham acupuncture groups. Scenario 1, where the BI was greater than 0 in the verum acupuncture group and less than 0 in the sham group, comprised 62.50% of the trials. Scenario 3, with BIs greater than 0 in both the verum and sham acupuncture groups, accounted for 28.15% of the trials. Detailed scenarios of blinding in acupuncture trials are shown in Table 2.
Relationship between Bang’s BI and treatment effect sizes
The results of Spearman correlation analysis indicated insufficient evidence to support an association between the success of blinding and treatment effect sizes (r = 0.00, p = 0.94). In scenario 1, the results showed that Bang’s BI and treatment effect are independent (r = 0.05, p = 0.77). Similarly, in scenario 3, the correlation between Bang’s BI and treatment effect was also found to be non-significant (r =  − 0.43, p = 0.08).
Subgroup analysis in sham acupuncture group
Subgroup analysis revealed that area (p = 0.04, I 2 = 75.60%), number of study centers (p = 0.03, I 2 = 78.80%), treatment sessions (p = 0.00, I 2 = 90.60%), acupoints number (p = 0.04, I 2 = 74.90%), and evaluation timepoint (p = 0.00, I 2 = 84.00%) can influence participants’ perceptions of the treatment they received within the sham group (eTable 2).
Risk of bias and publication bias
The overall risk of bias was categorized as either "of some concern" or "high." According to our results, 13 included studies had an overall low risk of bias, 27 studies had a moderate risk, and 24 studies had a high risk. The Risk of Bias assessment (RoB2) of all the included studies can be found in Supplementary eFig. 3, eFig. 4, and eTable 3. Additionally, neither the funnel plot nor the Egger test (p = 0.15) showed publication bias (Supplementary eFig. 5).
Discussion
As a non-pharmacological intervention, acupuncture presents challenges in achieving blinding [77]. Assessing the success of blinding in acupuncture clinical trials is crucial. This study represents the first comprehensive evaluation of the status and characteristics of blinding, as well as factors influencing blinding in sham-controlled trials. Our findings revealed that, in the verum acupuncture group, Bang’s BI was greater than 0, approaching 1, suggesting that a high proportion of participants in this group correctly identified they received the real treatment. Conversely, in the sham acupuncture group, Bang’s BI was smaller than 0, indicating that more participants in this group believed that they received real acupuncture. Regarding associations between Bang’s BI and treatment effect sizes, our results revealed insufficient evidence to support a significant association. Factors such as study area, number of research centers, treatment sessions, number of acupoints, and evaluation time points may influence the success of blinding in acupuncture clinical trials.
The distribution of Bang’s BI in both the verum and sham acupuncture group was consistent with the previous studies [78, 79]. This was determined by the characteristics of acupuncture. In acupuncture trials, achieving effective blinding is primarily achieved through simulating needle penetration and other manipulations crucially linked to participant perception. Consequently, participants receiving sham acupuncture often believe they are receiving real acupuncture, known as "wishful thinking" [11]. This is also considered a successful blinding and further supported by the negative Bang’s BI of the sham acupuncture group observed in our study.
In contrast, pharmacological trials typically achieve blinding through identical appearances and tastes of active drugs and placebos [80]. This uniformity allows for random assignment guessing, in contrast to acupuncture trials where participants' experiences during needling make random guessing highly improbable. Therefore, blinding scenarios in acupuncture trials differ significantly. There are two primary blinding scenarios in acupuncture: scenario 1, where Bang’s BI > 0 for verum acupuncture and < 0 for sham acupuncture (indicating wishful thinking), is generally considered successful blinding in acupuncture trials but suggestive of response bias in pharmacological studies [81]. Another scenario, where both verum and sham acupuncture have BI > 0, suggests potential unblinding risks requiring closer attention. Despite the overall negative BI for sham acupuncture in our study, indicating successful blinding in most cases, some trials still pose unblinding risks. We recommend discussing and reporting detailed findings, particularly when Bang’s BI > 0, to provide a comprehensive assessment of blinding effectiveness. Additionally, a cutoff − 0.2 to 0.2 was used and the assignment was randomly guessed, which is generally suitable for pharmacological trials. Its application to acupuncture trials is less straightforward due to the inherent difficulty in achieving random guessing [82]. Therefore, we advocate against adopting this cutoff for sham acupuncture trials and instead propose that the blinding of verum and sham acupuncture should be separately assessed. Regarding the cutoff for Bang’s BI in sham acupuncture, it should ideally be equal or less than 0, and we recommend judging blinding status using a one-sided 95% CI or a one-sided test. For verum acupuncture, Bang’s BI should be greater than 0.
There are some factors that may be associated to the blinding outcomes [83,84,85]. Our study found study site, study area, treatment sessions, and acupoints number, and the number of evaluations and evaluation time points were related to the blinding of sham acupuncture. Non-Asian populations tend to be more effectively blinded, likely due to differences in cultural backgrounds, acceptance and popularity of acupuncture treatment should be a main contribution to this difference [70]. If the participants have prior knowledge or experience with these practices, it may be more difficult to maintain blinding because they may be more likely to guess the treatment they are receiving [86]. Another significant factor influencing participant blinding is whether the sham acupuncture actually penetrates the skin. Due to its closer resemblance to the sensation of a real acupuncture, makes it more difficult for patients to guess their true group, thus facilitating random guessing. Penetrating sham needling generally achieves better blinding, although some researchers caution against its use due to potential physiological effects that could diminish the specific effect of acupuncture [58]. Therefore, a balance between blinding and the effect of sham acupuncture needs to be achieved in acupuncture clinical trial design [87]. In sham acupuncture design, treatment sessions and acupoints number can influence the blinding. More treatment sessions will offer participants greater opportunities to discern the differences between verum acupuncture and sham acupuncture, thereby heightening the risk of unblinding. Additionally, participants may deduce their true group assignment based on their treatment effects, particularly those in the sham acupuncture group. Regarding assessment timing, it is methodologically crucial to select the time point when Bang's BI is most likely to reveal broken blinding. Currently, there are no definitive criteria for determining these time points. Berman and Freed suggest evaluating blinding at multiple time points, but excessive assessments may lead to heightened attention and speculation about group assignments [2, 83]. Based on our findings, we recommend assessing blinding status at the end of treatment. Additionally, the number of treatment sessions and acupuncture points may influence blinding outcomes. Longer treatment durations or more acupuncture points inserted increase the likelihood of participants correctly guessing their group assignment, potentially compromising blinding.
For Bang’s BI and treatment effect association, our study did not find a clear link, suggesting the need for further investigation. Participants' perceptions of efficacy often influence their guesses about group assignments, particularly in studies utilizing placebo or sham control [84, 85]. Many studies indicate that sham acupuncture exerts certain physiological effects, even without skin penetration [88]. The effects might weaken the association between efficacy and blinding. Our study provides valuable insights for designing sham acupuncture controls in acupuncture trials.
Additionally, there is few studies assessing and reporting on blinding outcomes in sham-controlled trials. Given the unique nature of acupuncture, adequate reporting of sham acupuncture control details and the blinding assessment is crucial for accurately evaluating the effect of acupuncture [89]. Guidelines for reporting sham acupuncture controls have been published and recommend reporting the details of blinding assessment, including the blinding index [8]. However, these guidelines lack specific guidance on conducting blinding assessments. It is advisable for researchers to establish consensus guidelines on blinding assessments in acupuncture clinical trials to enhance reporting quality, thereby improving our understanding of acupuncture’s effects. Key aspects to report include (1) the objects blinded—participants, operators, data collectors, outcome assessors, or statisticians—rather than merely indicating single- or double-blinding; (2) the timing of blinding assessments, such as immediately after the first treatment or post-final treatment, or multiple assessments to monitor blinding status [87]; and (3) transparent and comprehensive reporting of blinding assessment results.
Our study has several strengths. Firstly, this is the first to comprehensively assess the overall blinding status of sham acupuncture in acupuncture randomized control trials, especially the scenarios and influencing factors. Utilizing data from the most comprehensive English-language sham acupuncture-controlled RCTs, our study offers reliable evidence regarding the blinding status in acupuncture RCTs. Secondly, the identified factors influencing the blinding of sham acupuncture provide valuable guidance for designing future sham acupuncture studies. Lastly, we offer recommendations to improve the blinding assessment of sham acupuncture in clinical acupuncture trials.
Our study also has several limitations. Firstly, this study only assessed the Bang index and did not include other relevant indexes, such as the James index, which provides a comprehensive assessment of the overall blinding effectiveness rather than assessing each group separately. Considering to the characteristics of acupuncture clinical trials and the different directions of blinding between the verum and sham acupuncture, the Bang’s index was chosen in our study. Secondly, due to limited reporting in the literature, we were unable to evaluate the blinding of other parties besides participants. In acupuncture trials, acupuncturists typically cannot be blinded due to the nature of their role in therapy administration [77]. While a few studies attempted blinding for acupuncturists, this was rarely reported. Thirdly, most included studies were rated as having a "high" or "some concern" bias risk according to the RoB2 assessment, largely due to the inability to blind acupuncturists—a characteristic rather than a methodological flaw of acupuncture as a non-pharmacological therapy [90]. Fourth, our study only included English-language articles. Future research should update these findings with new literature as it becomes available. Finally, the heterogeneity among studies remains high and does not decrease even after conducting a subgroup analysis. These findings suggest that the factors influencing blinding in acupuncture trials may be multifaceted. Furthermore, the blinding index appears to be associated with specific research details, such as the type of disease and the intervention methods used. Although we performed subgroup analyses based on many factors, detailed information regarding them was unavailable.
Conclusion
The overall blinding status in current acupuncture clinical trials shows successful blinding, with a majority correctly guessing the verum group and the opposite guessing for the sham group. However, in some acupuncture trials, the blinding of sham acupuncture might be compromised. Factors such as the Asian population, penetrating sham needling, and querying participants about their group assignment during the study increase the risk of unblinding and warrant careful consideration in sham acupuncture control design. Furthermore, researchers should closely monitor the blinding status of sham acupuncture and transparently report details of blinding assessments.
Availability of data and materials
The datasets during and/or analyzed during the current study are available from the corresponding author on reasonable request.
Abbreviations
- RCTs:
-
Randomized controlled trials
- Bang’s BI:
-
Bang’s Blinding Index
- CrI:
-
Credibility interval
- SHARE:
-
SHam acupuncture REporting guidelines and a checklist in clinical trials
- TIDieR-Placebo:
-
TIDieR-Placebo: A guide and checklist for reporting placebo and sham controls
- PRISMA:
-
Preferred Reporting Items for Systematic Reviews and Meta-analyses
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This study was supported by the National Nature Science Foundation of China (grant number: 82174234).
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All authors revised the manuscript critically and gave the final approval of the manuscript submitted. Shiyan Yan, Tinglan Liu, Haoran Zhang, and Baoyan Liu formulated and designed the review. Zhiyi Xiong, Chongyang Sun, and Rong Zhuang did the literature search and extracted data. Tinglan Liu, Shuangjing Li, and Shuyang Cheng analyzed and interpreted the results. Rong Zhuang and Lijiao Jiang verified the reproducibility of the results. Tinglan Liu and Shiyan Yan drafted the manuscript.
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13643_2024_2692_MOESM1_ESM.docx
Supplementary Material 1: eTable 1.PRISMA 2020, 27-item checklist. eTable 2. Subgroup analysis in sham acupuncture group. eTable 3. Risk of bias of all included trials. eFigure 1. Forest plot of priori Bang’s BI in verum group. eFigure 2. Forest plot of priori Bang’s BI in sham group. eFigure 3. Histogram of Bang’s BI for sham group. eFigure 4. Histogram of Bang’s BI for verum group. eFigure 5. Risk of bias summary. eFigure 6. Risk of bias. eFigure 7. Funnel plot of sham group.
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Liu, T., Jiang, L., Li, S. et al. The blinding status and characteristics in acupuncture clinical trials: a systematic reviews and meta-analysis. Syst Rev 13, 302 (2024). https://doiorg.publicaciones.saludcastillayleon.es/10.1186/s13643-024-02692-0
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DOI: https://doiorg.publicaciones.saludcastillayleon.es/10.1186/s13643-024-02692-0